The North-East Securities Licensing Board's administrative sanctioned income is “no one penalty three” and five CNDP members are warned.
BartElmer
Jun 25
The North-East Securities (000686.SZ) Proclamation of 14 May, received on 12 May the Chinese Supervisory Board’s Prior Notice of Administrative Punishment. The North-East Securities are suspected of having failed to exercise due diligence during the public release of stocks and the ongoing supervision of Yukio Takasu, Zheng State, and has been investigated by the Supervisory Board, which has established by law administrative penalties for companies. Five of the project’s proxies were warned a...
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BartElmer

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